About AUM Law

Protecting your assets under management

As capital markets change and regulatory requirements become increasingly important, asset managers need comprehensive and flexible legal solutions to assist them in effectively managing their businesses.

Our lawyers have gained significant capital market experience having practiced corporate, commercial and securities law at highly regarded Canadian law firms and provincial securities regulators. In addition, our team of lawyers has acquired extensive in-house counsel experience with Canadian and international financial institutions, mutual fund companies, alternative asset managers and merchant banks. Our collective experience enables us to thoroughly understand our clients’ businesses and provide practical legal and regulatory advice. AUM Law primarily represents asset and portfolio managers, including investment dealers, pooled fund managers, hedge funds, private companies, publicly listed entities and investors.


Our firm is actively involved in the asset management industry, working closely with market participants, provincial securities regulators and industry associations. Our affiliations ensure that we remain current on registration and compliance matters, while actively participating in the development and implementation of policy initiatives.




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