Rachel has over 20 years’ experience handling registration and compliance matters. Before joining AUM Law in 2018, she worked as a registration officer in the Compliance and Registrant Regulation Branch at the Ontario Securities Commission (OSC). Prior to joining the OSC in 2011, she worked as a compliance officer and inspector for the Travel Industry Council of Ontario for over thirteen years.

EDUCATION

Securities Law Clerk Certificate (Fellowship Level) – The Institute of Law Clerks of Ontario (2018)

National Certified Investigator and Inspector Training – Council on Licensure, Enforcement and Regulation

Certificate in Dispute Resolution – University of Windsor Faculty of Law

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