Investment Funds

Our experienced lawyers deliver legal and regulatory advice on matters of investment funds and portfolio management, including establishing or acquiring an asset management business, performing due diligence on investment managers and opportunities, and developing and implementing new investment vehicles. Our law firm provides practical ongoing legal and regulatory counsel to investors and portfolio managers on numerous legal matters that arise during the course of their business.

Our clients manage and invest through the following types of public and private pooled vehicles:

  • Mutual funds
  • Prospectus exempt pooled funds
  • Segregated accounts
  • Private equity and venture capital funds
  • Real estate investment trusts (REITs)
  • Mortgage investment funds
  • Closed-end funds

In addition to initial investment vehicle formations, we provide ongoing asset management and portfolio management legal support including:

  • Assisting clients in conducting due diligence and responding to due diligence inquiries
  • Material changes to investment funds
  • Independent review committee setup and support
  • Exemptive relief applications
  • Acquisitions of other businesses
  • Restructurings and amalgamations
  • Updates and amendments to offering documents
  • Review of service provider agreements



Please contact Kimberly Poster for more information about how we can assist you with investment fund matters.

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